Conceptual basis that support the relationship between Knowledge and Patent

Authors

DOI:

https://doi.org/10.33448/rsd-v11i5.28070

Keywords:

Innovation; Patent; Knowledge; Bibliometric research; Geographic proximity.

Abstract

Interest in research related to knowledge and patentes has been growing in the academic and managerial environment. In order to contribute to the literature, this study uses bibliometric analysis, with a sample of 797 articles that relate knowledge and patents, extracted from the Web of Science database. In this study, the objective is to explore the conceptual bases on the relationship between knowledge and patents and answer the following question: what are the conceptual bases that support the relationship between knowledge and patents? Regarding the main findings, we highlight the hegemony of the United States in studies related to the topic, the evolution of China in recent years in this regard, in addition to the advances of Italy, with a significant number of studies in the third position. Another relevant point was the identification of an increase in the production of articles on knowledge by more than 70% in the last eight years (2013-2020). Regarding the main themes found in the analysis of factors, emphasis is given to: learning and organizational networks; innovation and geographic proximity; and patent and knowledge spillovers. In the end, the objectives of the study were achieved, with emphasis on the structuring of patent analysis over time and the trend of studies on geographic proximity and knowledge spillovers, when analyzing knowledge and patent. Other important findings of this research are: the sample of the main journals, authors, number of citations and co-citations, evolution of the research over time, in addition to indications about future studies.

Author Biographies

Franklin Menezes da Silva, Universidade Nove de Julho

Franklin Menezes da Silva

Doutorando no Programa de Mestrado e Doutorado em Administração, Universidade Nove de
Julho (PPGA-UNINOVE); Rua Deputado Salvador Julianelli, s/n, 1° andar, Barra Funda, São Paulo, SP – Brasil.


franklin193doutorado@gmail.com
franklin193doutorado@uni9.edu.br

Priscila Rezende da Costa, Universidade Nove de Julho

Priscila Rezende da Costa

Diretora e Professora no Programa de Mestrado e Doutorado em Administração, Universidade
Nove de Julho (PPGA-UNINOVE); Rua Deputado Salvador Julianelli, s/n, 1° andar, Barra Funda, São Paulo, SP – Brasil.


priscilarezende@yahoo.com.br
priscilarc@uninove.br

References

Ahlstrom, D. (2010). Innovation and growth: How business contributes to society. Academy of management perspectives, 24(3), 11-24.

Ahuja, G. (2000). Collaboration networks, structural holes, and innovation: A longitudinal study. Administrative science quarterly, 45(3), 425-455.

Almeida, P., & Kogut, B. (1999). Localization of knowledge and the mobility of engineers in regional networks. Management science, 45(7), 905-917.

Araújo, C. A. (2006). Bibliometria: evolução histórica e questões atuais. Em questão, 12(1), 11-32.

Arroyabe, M. F. (2021). The role of patent expiration in acquisition decision and target selection in the pharmaceutical industry. R&D Management.

Audretsch, D. B., & Feldman, M. P. (1996). R&D spillovers and the geography of innovation and production. The American economic review, 86(3), 630-640.

Baghdadi, H. B., & Aouadi, S. (2018). Does Patent Performance Promote Relative Technological Performance in Countries Bordering the Mediterranean? Journal of the Knowledge Economy, 9(4), 1246-1269.

Barney, J. (1991). Firm resources and sustained competitive advantage. Journal of management, 17(1), 99-120.

Barney, J. B. (2001). Resource-based theories of competitive advantage: A ten-year retrospective on the resource-based view. Journal of management, 27(6), 643-650.

Bengtsson, M., & Sölvell, Ö. (2004). Climate of competition, clusters and innovative performance. Scandinavian Journal of Management, 20(3), 225-244.

Bezerra, E. A. G., Souza, G. A. A. D., Gonçalves, M. C. P., Versiani, M. S., de Sousa Xavier, M. A., de Oliveira, A. M. E., & de Oliveira Xavier, A. R. E. (2021). Estudo prospectivo de patentes relacionadas a vacinas contra o SARS-CoV-2. Research, Society and Development, 10(10), e237101018803-e237101018803.

Björkman, I., Stahl, G. K., & Vaara, E. (2007). Cultural differences and capability transfer in cross-border acquisitions: The mediating roles of capability complementarity, absorptive capacity, and social integration. Journal of international business studies, 38(4), 658-672.

Boschma, R. (2005). Proximity and innovation: a critical assessment. Regional studies, 39(1), 61-74.

Camargo, B. V., & Justo, A. M. (2013). Tutorial para uso do software de análise textual IRAMUTEQ. Florianopolis-SC: Universidade Federal de Santa Catarina.

Camisón, C., & Forés, B. (2010). Knowledge absorptive capacity: New insights for its conceptualization and measurement. Journal of Business Research, 63(7), 707-715.

Cantelli, G., Cochrane, G., Brooksbank, C., McDonagh, E., Flicek, P., McEntyre, J. & Apweiler, R. (2021). The European Bioinformatics Institute: empowering cooperation in response to a global health crisis. Nucleic acids research, 49(D1), D29-D37.

Cappelli, R., Corsino, M., Laursen, K., & Torrisi, S. (2018). Technological Competition & Patent Strategy: Protection, Blocking Rivals or the Freedom to Operate. In Academy of Management Proceedings. (1), 18067. Briarcliff Manor, NY 10510: Academy of Management.

Chen, K. H., & Liao, P. Y. (2012). A comparative study on world university rankings: a bibliometric survey. Scientometrics, 92(1), 89-103.

Chesbrough, H. W. (2003). Open innovation: The new imperative for creating and profiting from technology. Harvard Business Press.

Chueke, G. V., & Amatucci, M. (2015). O que é bibliometria? Uma introdução ao Fórum. Internext, 10(2), 1-5.

Cohen, W. M., & Levinthal, D. A. (1990). Absorptive capacity: A new perspective on learning and innovation. Administrative science quarterly, 128-152.

Cruz, S. C., & Teixeira, A. A. (2010). The evolution of the cluster literature: Shedding light on the regional studies–regional science debate. Regional studies, 44(9), 1263-1288.

Curado, C., & Bontis, N. (2006). The knowledge-based view of the firm and its theoretical precursor. International Journal of Learning and Intellectual Capital, 3(4), 367-381.

Da Veiga, C. P., Da Veiga, C. R. P., Del Corso, J. M., & Da Silva, W. V. (2015). Dengue vaccines: a perspective from the point of view of intellectual property. International journal of environmental research and public health, 12(8), 9454-9474.

Dahlberg, I. (1978). Fundamentos teórico-conceituais da classificação. Revista de Biblioteconomia de Brasília, 6 (1), 9-21.

Dahlberg, I. (1995). Current trends in knowledge organization. Organización del conocimiento em sistemas de información y documentación. Zaragoza: Universidad de Zaragoza, 7-25.

Dikova, D., & Van Witteloostuijn, A. (2007). Foreign direct investment mode choice: entry and establishment modes in transition economies. Journal of international business studies, 38(6), 1013-1033.

Dong, J., Liu, R., Qiu, Y., & Crossan, M. (2021). Should knowledge be distorted? Managers' knowledge distortion strategies and organizational learning in different environments. The Leadership Quarterly, 32(3), 101477.

Fang, Y., Wade, M., Delios, A., & Beamish, P. W. (2013). An exploration of multinational enterprise knowledge resources and foreign subsidiary performance. Journal of World Business, 48(1), 30-38.

Felin, T., & Hesterly, W. S. (2007). The knowledge-based view, nested heterogeneity, and new value creation: Philosophical considerations on the locus of knowledge. Academy of management review, 32(1), 195-218.

Ferreras-Méndez, J. L., Fernández-Mesa, A., & Alegre, J. (2016). The relationship between knowledge search strategies and absorptive capacity: A deeper look. Technovation, 54, 48-61.

Flatten, T. C., Engelen, A., Zahra, S. A., & Brettel, M. (2011). A measure of absorptive capacity: Scale development and validation. European Management Journal, 29(2), 98-116.

Fleming, L. (2001). Recombinant uncertainty in technological search. Management science, 47(1), 117-132.

Fleming, L., & Sorenson, O. (2004). Science as a map in technological search. Strategic management journal, 25(8‐9), 909-928.

Foss, N. J., & Pedersen, T. (2002). Transferring knowledge in MNCs: The role of sources of subsidiary knowledge and organizational context. Journal of International Management, 8(1), 49-67.

Freeman, S., Hutchings, K., Lazaris, M., & Zyngier, S. (2010). A model of rapid knowledge development: The smaller born-global firm. International Business Review, 19(1), 70-84.

Gardenfors, P. (2014). The geometry of meaning: Semantics based on conceptual spaces. MIT press.

Glänzel, W., & Moed, H. F. (2002). Journal impact measures in bibliometric research. Scientometrics, 53(2), 171-193.

Goyal, S., Ahuja, M., & Kankanhalli, A. (2020). Does the source of external knowledge matter? Examining the role of customer co-creation and partner sourcing in knowledge creation and innovation. Information & Management, 57(6), 103325.

Grant, R. M. (1996). Toward a knowledge‐based theory of the firm. Strategic management journal, 17(S2), 109-122.

Griliches, Z. (1990). Patent Statistics as Economic Indicators: A Survey Part II. National Bureau of Economic Research (NBER).

Guan, J. C., & Yan, Y. (2016). Technological proximity and recombinative innovation in the alternative energy field. Research Policy, 45(7), 1460-1473.

Guo, B., Jin, Y., & Li, Q. (2019). How does spatial crowdedness affect patenting performance in industrial clusters? An empirical study on the moderated U-shaped relationship. Technology Analysis & Strategic Management, 31(9), 1016-1028.

Hair, J. F., Black, Anderson, R. E., & Tatham, R. L. (2005). Analise Multivariada de Dados. Bookman.

Hair, J., Babin, B., Money, A., & Samouel, P. (2005). Fundamentos de métodos de pesquisa em administração. Bookman Companhia Ed.

Hall, B. H., Jaffe, A. B., & Trajtenberg, M. (2001). The NBER patent citation data file: Lessons, insights and methodological tools (No. w8498). National Bureau of Economic Research.

Haschka, R. E., & Herwartz, H. (2020). Innovation efficiency in European high-tech industries: Evidence from a Bayesian stochastic frontier approach. Research Policy, 49(8), 104054.

Hausman, J. A., Hall, B. H., & Griliches, Z. (1984). Econometric models for count data with an application to the patents-R&D relationship (No. t0017). National Bureau of Economic Research.

Hausman, J., & McFadden, D. (1984). Specification tests for the multinomial logit model. Econometrica: Journal of the econometric society, 1219-1240.

Isaksson, O. H., Simeth, M., & Seifert, R. W. (2016). Knowledge spillovers in the supply chain: Evidence from the high tech sectors. Research Policy, 45(3), 699-706.

Jaffe, A. B. (1986). Technological opportunity and spillovers of R&D: evidence from firms' patents, profits and market value.

Jaffe, A. B. (1989). Real effects of academic research. The American economic review, 957-970.

Jaffe, A. B., & Trajtenberg, M. (1999). International knowledge flows: Evidence from patent citations. Economics of innovation and new technology, 8 (1-2), 105-136.

Jaffe, A. B., Trajtenberg, M., & Henderson, R. (1993). Geographic localization of knowledge spillovers as evidenced by patent citations. The Quarterly journal of Economics, 108(3), 577-598.

Jansen, J. J., Van Den Bosch, F. A., & Volberda, H. W. (2005). Managing potential and realized absorptive capacity: how do organizational antecedents matter? Academy of management journal, 48(6), 999-1015.

Katila, R., & Ahuja, G. (2002). Something old, something new: A longitudinal study of search behavior and new product introduction. Academy of management journal, 45(6), 1183-1194.

Keller, W. (2004). International technology diffusion. Journal of economic literature, 42(3), 752-782.

Kiessling, T. S., Richey, R. G., Meng, J., & Dabic, M. (2009). Exploring knowledge management to organizational performance outcomes in a transitional economy. Journal of world business, 44(4), 421-433.

Koch, S., Bosch, H., Giereth, M., & Ertl, T. (outubro de 2009). Integração iterativa de percepções visuais durante a pesquisa e análise de patentes. Em 2009 IEEE Symposium on Visual Analytics Science and Technology (pp. 203-210). IEEE.

Kogut, B., & Zander, U. (1992). Knowledge of the firm, combinative capabilities, and the replication of technology. Organization science, 3(3), 383-397.

Kostopoulos, K., Papalexandris, A., Papachroni, M., & Ioannou, G. (2011). Absorptive capacity, innovation, and financial performance. Journal of Business Research, 64(12), 1335-1343.

Kotabe, M., Jiang, C. X., & Murray, J. Y. (2011). Managerial ties, knowledge acquisition, realized absorptive capacity and new product market performance of emerging multinational companies: A case of China. Journal of World Business, 46(2), 166-176.

Lai, L., & Zhang, Y. (2020). The Relationship Between Patent Characteristics and Patent Litigation in the Patent Pool of High-Tech Enterprises. In Recent Trends in Decision Science and Management (pp. 427-441). Springer, Singapore.

Lane, P. J., Koka, B. R., & Pathak, S. (2006). The reification of absorptive capacity: A critical review and rejuvenation of the construct. Academy of management review, 31(4), 833-863.

Lau, A. K., & Lo, W. (2015). Regional innovation system, absorptive capacity and innovation performance: An empirical study. Technological Forecasting and Social Change, 92, 99-114.

Lee, E. Y., & Cin, B. C. (2010). The effect of risk-sharing government subsidy on corporate R&D investment: Empirical evidence from Korea. Technological Forecasting and Social Change, 77(6), 881-890.

Levinthal, D. A., & March, J. G. (1993). The myopia of learning. Strategic management journal, 14(S2), 95-112.

Liu, J., Grubler, A., Ma, T. et al. (2021). Identifying the technological knowledge depreciation rate using patent citation data: a case study of the solar photovoltaic industry. Scientometrics 126, 93–115. https://doi.org/10.1007/s11192-020-03740-x.

March, J. G. (1991). Exploration and exploitation in organizational learning. Organization science, 2(1), 71-87.

Marchiori, D., & Franco, M. (2020). Knowledge transfer in the context of inter-organizational networks: Foundations and intellectual structures. Journal of Innovation & Knowledge, 5(2), 130-139.

Maurseth, P. B. (2002). Geography and growth-some empirical evidence. NUPI - Norsk Utenrikspolitisk Institutt, N 623.

Maurseth, P. B., & Verspagen, B. (2002). Knowledge spillovers in Europe: a patent citations analysis. Scandinavian Journal of Economics, 104(4), 531-545.

Mayer, KJ (2006). Spillovers e governança: uma análise dos spillovers de conhecimento e reputação em tecnologia da informação. Academy of Management Journal, 49 (1), 69-84.

Minbaeva, D., Pedersen, T., Björkman, I., Fey, C. F., & Park, H. J. (2014). MNC knowledge transfer, subsidiary absorptive capacity and HRM. Journal of International Business Studies, 45(1), 38-51.

Mowery, D. C., Oxley, J. E., & Silverman, B. S. (1996). Strategic alliances and interfirm knowledge transfer. Strategic management journal, 17(S2), 77-91.

Nair, S. R., Demirbag, M., & Mellahi, K. (2016). Reverse knowledge transfer in emerging market multinationals: The Indian context. International Business Review, 25(1), 152-164.

Narin, F., Hamilton, K. S., & Olivastro, D. (1997). The increasing linkage between US technology and public science. Research policy, 26(3), 317-330.

Nerur, Rasheed & Natarajan (2008). The intellectual structure of the strategic management field: an author co-citation analysis. Strategic Management Journal, v. 29, p. 319-336.

Okubo, Y. (1997). "Bibliometric Indicators and Analysis of Research Systems: Methods and Examples", OECD Science, Technology and Industry Working Papers, No. 1997/01, OECD Publishing, Paris, https://doi.org/ 10.1787 / 208277770603.

Park, H., Yoon, J., & Kim, K. (2013). Using function-based patent analysis to identify potential application areas of technology for technology transfer. Expert Systems with Applications, 40(13), 5260-5265.

Pérez‐Nordtvedt, L., Kedia, B. L., Datta, D. K., & Rasheed, A. A. (2008). Effectiveness and efficiency of cross‐border knowledge transfer: An empirical examination. Journal of management Studies, 45(4), 714-744.

Pigola, A., da Costa, P. R., Carvalho, L. M. C., Porto, G. S., & de Paulo, A. F. (2022). High Analytics Information Technological Routes: a patent network analysis. Research, Society and Development, 11 (4), e38011427569- e38011427569.

Pilkington, A. & Meredith, J. (2009). The evolution of the intellectual structure of operations management – 1980– 2006: a citation/co-citation analysis. Journal of Operations Management, 27, pp. 185–202.

Pittaway, L., Robertson, M., Munir, K., Denyer, D., & Neely, A. (2004). Networking and innovation: a systematic review of the evidence. International journal of management reviews, 5 (3‐4), 137-168.

Plank, J., & Doblinger, C. (2018). The firm-level innovation impact of public R&D funding: Evidence from the German renewable energy sector. Energy policy, 113, 430-438.

Powell, W. W., Koput, K. W., & Smith-Doerr, L. (1996). Interorganizational collaboration and the locus of innovation: Networks of learning in biotechnology. Administrative science quarterly, 116-145.

Priem, R. L., & Butler, J. E. (2001). Is the resource-based “view” a useful perspective for strategic management research? Academy of management review, 26(1), 22-40.

Pritchard, A. (1969). Statistical bibliography or bibliometrics. Journal of documentation, 25(4), 348-349.

Pritchard, A., & Wittig, GR (1981). Bibliometria. Watford: AllM Books.

Quevedo-Silva, F., Santos, E. B. A., Brandão, M. M., & Vils, L. (2016). Estudo bibliométrico: orientações sobre sua aplicação. Revista Brasileira de Marketing, 15(2), 246-262.

Ramos‐Rodríguez, A. R., & Ruíz‐Navarro, J. (2004). Changes in the intellectual structure of strategic management research: A bibliometric study of the Strategic Management Journal, 1980–2000. Strategic management journal, 25(10), 981-1004.

Reinert, M. (1990). Alceste une méthodologie d'analyse des données textuelles et une application: Aurelia De Gerard De Nerval. Bulletin of Sociological Methodology/Bulletin de méthodologie sociologique, 26(1), 24-54.

Romer, P. M. (1990). Endogenous technological change. Journal of political Economy, 98(5, Part 2), S71-S102.

Roper, S., & Hewitt-Dundas, N. (2015). Knowledge stocks, knowledge flows and innovation: Evidence from matched patents and innovation panel data. Research Policy, 44(7), 1327-1340.

Rosenkopf, L., & Almeida, P. (2003). Overcoming local search through alliances and mobility. Management science, 49(6), 751-766.

Rosenkopf, L., & Nerkar, A. (2001). Beyond local search: boundary‐spanning, exploration, and impact in the optical disk industry. Strategic management journal, 22(4), 287-306.

Schleimer, S. C., & Pedersen, T. (2014). The effects of MNC parent effort and social structure on subsidiary absorptive capacity. Journal of International Business Studies, 45(3), 303-320.

Singh, J. (2005). Collaborative networks as determinants of knowledge diffusion patterns. Management science, 51(5), 756-770.

Small, H., & Garfield, E. (1985). The geography of sciencew: disciplinary and national mappings. Journal of Information Science, 11(4), 147-159

Song, J. (2014). Subsidiary absorptive capacity and knowledge transfer within multinational corporations. Journal of International Business Studies, 45(1), 73-84.

Stuart, T. E., & Podolny, J. M. (1996). Local search and the evolution of technological capabilities. Strategic management journal, 17(S1), 21-38.

Szulanski, G. (1996). Exploring internal stickiness: Impediments to the transfer of best practice within the firm. Strategic management journal, 17(S2), 27-43.

Teece, D. J. (1986). Profiting from technological innovation: Implications for integration, collaboration, licensing and public policy. Research policy, 15(6), 285-305.

Thompson, P., & Fox-Kean, M. (2005). Patent citations and the geography of knowledge spillovers: A reassessment. American Economic Review, 95(1), 450-460.

Trajtenberg, M. (1990). A penny for your quotes: patent citations and the value of innovations. The Rand journal of economics, 172-187.

Trajtenberg, M., Henderson, R., & Jaffe, A. (1997). University versus corporate patents: A window on the basicness of invention. Economics of Innovation and new technology, 5(1), 19-50.

Tsai, W. (2001). Knowledge transfer in intraorganizational networks: Effects of network position and absorptive capacity on business unit innovation and performance. Academy of management journal, 44(5), 996-1004.

Van den Bosch, F. A., Volberda, H. W., & De Boer, M. (1999). Coevolution of firm absorptive capacity and knowledge environment: Organizational forms and combinative capabilities. Organization science, 10(5), 551-568.

Van Raan, A. F. (1993). Advanced bibliometric methods to assess research performance and scientific development: basic principles and recent practical applications. Research Evaluation, 3(3), 151-166.

Vermeulen, F., & Barkema, H. (2001). Learning through acquisitions. Academy of Management journal, 44(3), 457-476.

Volberda, H. W., Foss, N. J., & Lyles, M. A. (2010). Perspective Absorbing the concept of absorptive capacity: How to realize its potential in the organization field. Organization science, 21(4), 931-951.

Wang, D., Sørensen, O. J., & Moini, H. (2018). Disentangling the value creation mechanism in cross‐border acquisitions: A process‐oriented approach. Thunderbird International Business Review, 60(3), 387-409.

Wang, L., Li, S., & You, Z. (2020). The effects of knowledge transfer on innovation capability: A moderated mediation model of absorptive capability and network reliance. The Journal of High Technology Management Research, 31(1), 100372.

Wang, W., & Lu, S. (2021). University-industry innovation community dynamics and knowledge transfer: Evidence from China. Technovation, 106, 102305.

Wernerfelt, B. (2013). Small forces and large firms: Foundations of the RBV. Strategic Management Journal, 34(6), 635-643.

White, H. D. & McCain, K. W. (1998). Visualizing a Discipline: An Author CoCitation Analysis of Information Science, 1972-1995. Journal of the American Society for Information Science 49: 327-55.

Zahra, S. A., & George, G. (2002). Absorptive capacity: A review, reconceptualization, and extension. Academy of management review, 27(2), 185-203.

Zhou, A. J., Fey, C., & Yildiz, H. E. (2018). Fostering integration through HRM practices: An empirical examination of absorptive capacity and knowledge transfer in cross-border M&As. Journal of World Business, 55(2), 100947.

Zhou, K. Z., & Li, C. B. (2012). How knowledge affects radical innovation: Knowledge base, market knowledge acquisition, and internal knowledge sharing. Strategic management journal, 33(9), 1090-1102.

Published

04/04/2022

How to Cite

SILVA, F. M. da .; COSTA, P. R. da . Conceptual basis that support the relationship between Knowledge and Patent . Research, Society and Development, [S. l.], v. 11, n. 5, p. e21711528070, 2022. DOI: 10.33448/rsd-v11i5.28070. Disponível em: https://rsdjournal.org/index.php/rsd/article/view/28070. Acesso em: 18 apr. 2024.

Issue

Section

Human and Social Sciences